DAILY INFORMATION
In accordance with CFTC §1.55 (o)(1)(i)-(iii), Phillip Capital provides you with daily financial information (for the most recent 12 months) on 1.20 Customer Segregation, 30.7 Secured and Cleared Swap Customer balances:

<May 2024>
SunMonTueWedThuFriSat
2829301234
567891011
12131415161718
19202122232425
2627282930311
2345678


MONTHLY INFORMATION
In accordance with CFTC §1.55 (o)(1)(vi), Phillip Capital provides you with our unaudited financial statement information for the most current 12-month period:


MONTHLY CAPITAL INFORMATION
In accordance with CFTC §1.55 (o)(1)(iv), Phillip Capital provides you with our adjusted net capital, net capital, excess net capital, reflecting balances as of the month-end for the 12 most recent months:

CAP INFOApr 2023May 2023Jun 2023Jul 2023Aug 2023Sep 2023Oct 2023Nov 2023Dec 2023Jan 2024Feb 2024Mar 2024
Net Capital$85,974,888.00$84,717,899.00$92,692,107.00$88,798,325.00$97,213,247.00$98,158,769.00$99,787,801.00$100,233,895.00$103,763,705.00$102,740,908.00$105,809,565.00$106,304,682.00
Adjusted Net Capital$85,842,828.00$84,682,415.00$92,653,796.00$88,769,893.00$97,087,505.00$98,133,853.00$99,779,115.00$100,224,371.00$103,755,359.00$102,730,809.00$105,801,340.00$106,294,273.00
Excess Net Capital$35,320,372.00$36,377,821.00$54,630,005.00$48,464,162.00$57,520,527.00$54,012,641.00$64,694,402.00$59,461,436.00$63,316,370.00$59,926,277.00$59,735,533.00$56,580,302.00


ANNUAL INFORMATION
In accordance with CFTC §1.55 (o) (1) (v), Phillip Capital provides you with our most recent certified annual financial statement(s):


REGULATOR LINKS
In accordance with CFTC §1.55 (o) (3): Financial information regarding Phillip Capital Inc. (“Phillip Capital”), including how Phillip Capital invests and holds customer funds, may be obtained from the National Futures Association. Below is a link the Web site of the National Futures Association's Basic System where information regarding Phillip Capital investment of customer funds is maintained.
National Futures Association

In accordance with CFTC §1.55 (o) (4): Additional financial information on all futures commission merchants is available from the Commodity Futures Trading Commission. Below is a link to the web site of the CFTC.
Commodity Futures Trading Commission